Can Scholars Be Deceived?
Empirical Evidence from Social Psychology and History
Abstract
This paper explores several telling
anecdotes and reviews psychological research demonstrating that scholars,
however proud they may be of their independent thinking, can be influenced
and even deceived by subjects, events, and processes in their
research. Arthur Conan Doyle's belief in fairies, Uri Geller, the
so-called psychic "spoon bender," and the "discovery" of
Noah's Ark, are cases that are explored to provide examples of how
researchers can be influenced. Next, cognitive dissonance, demand
characteristics, and other variables studied by social psychologists are
discussed to help illuminate why scholars can be deceived.
My purpose in this
paper is to deliver this not-so-earth-shattering news: Scholars can be
deceived -- sometimes quite spectacularly. The evidence is overwhelming,
and space permits me to present only a few examples, gleaned from history
and experimental social psychology, of everyday scientists and renowned
scholars who have been duped into believing the unbelievable, accepting the
unacceptable, and, in the worst cases, enticed into lending their names in
support of the perpetrators of the worst evils of the twentieth century.
Some of my examples involve well-intended scholars who were hoodwinked and
bamboozled. Other scholars have actively if naively aided and abetted
fraudulent research. And finally, some have knowingly permitted or even
perpetrated deception for reasons of personal gain or to advance a private
agenda.
But some--perhaps
many--scholars have simply reacted predictably to ordinary yet powerful
social influences with varying degrees of awareness and hubris.
Sir Arthur
Conan Doyle and the Fairies
Perhaps no name is
more associated with deductive reasoning and solid detective work than that
of Sir Arthur Conan Doyle, the creator of Sherlock Holmes. Doyle was also,
however, a believer in spiritualism who declared the evidence for life after
death to be “overwhelming.”
Doyle proved to be
significantly less studious than his literary alter ego when he was asked to
investigate evidence provided by two Yorkshire girls, Frances and Elsie, who
claimed that they were in contact with fairies and gnomes and had actually
photographed them. After the girls supplied him with these photographs,
Doyle was sufficiently impressed to engage the assistance of Edward
Gardner. Gardner, also an avowed spiritualist and theosophist, was
entrusted to find professional photographers who could authenticate the
photos of fairies and gnomes dancing in the Yorkshire woodlands.
This was Doyle’s
first mistake: Given the radical nature of the claim (that fairies and
gnomes exist), his investigators should have included skeptics as well as
believers. Doyle did not believe this precaution was necessary, however,
because the photos were taken by children who, he stated, were incapable of
being clever enough to falsify them. In addition, Doyle trusted the opinion
of his friends who knew the two Yorkshire girls to be of high moral
character. In other words, Frances and Elsie were both too dull and too
innocent to engage in photographic fakery.
Perhaps in part
because of the attention they were receiving from the famous Sir Arthur
Conan Doyle, the Yorkshire girls soon produced a new series of photographs.
These, however, were eventually proven to be fraudulent. Frances and Elsie
(also known as Iris and Alice to protect their privacy) never admitted to
forgery. And indeed, the first set of photographs has never been adequately
explained. However, in the 79 years since the appearance of the first set
of photos, I am not aware of any credible replication of these photographic
explorations into the realms of fairies and gnomes. The question of the
existence of these creatures appears to have been answered. (This
fascinating case is well-summarized in James Randi’s (1982) provocative
book, Flim-flam.)
How did Doyle come to
believe in the existence of fairies and gnomes? It seems clear, at least to
several historians, that Doyle was rendered vulnerable to this hoax by his
deeply held belief in spiritualism. To spiritualists of that era, believing
in the existence of a nether world populated by spirits such as fairies and
gnomes was not outrageous. At least one historian has also insinuated that
Doyle’s great need to believe in spiritualism may have been caused by
unresolved grief over having lost his son in World War I.
Uri Geller and the Scientologist
Can belief systems
make us more vulnerable to deceptions and con artists? A more recent
example might be the tainted investigation of Uri Geller, the purported
Israeli psychic. Russell Targ and Harold Puthoff, scientists associated
with the prestigious Stanford Research Institute (SRI), rocked the
scientific community with their articles on Geller and another psychic, Ingo
Swann. Their findings on Geller were published in Nature, one of the
most respected scientific journals. Geller became an overnight sensation,
and ultimately a very wealthy one at that.
I want to make two
points here. First, one of the reasons we do not hear very much about Uri
Geller these days is because his so-called psychic powers have been
thoroughly debunked, most notably by MacArthur Fellow and
magician-turned-debunker James Randi (1982). About 10 years ago, I saw
Randi bend spoons and stop watches, and I can understand how anyone could
mistake these tricks as proof of astounding paranormal ability. To my
knowledge, Geller has never done the reverse--straighten a bent spoon--a
feat that apparently cannot be performed by magicians, and thus a feat that
might be better proof of psychokinetic talent.
My second point is
that, according to Randi (1982), two of the individuals I have mentioned
(parapsychologist researcher Puthoff and the purported psychic Ingo Swann),
were practicing Scientologists at the time of the SRI studies.
Scientology doctrine, as I am certain at least some of you know, accepts
psychic abilities as both real and attainable by any Operating Thetan. I
would argue once again that, like Doyle, this researcher’s beliefs made him
vulnerable to being hoodwinked.
Noah’s Ark
My third and final
example (Cerone, Oct. 30, 1993; Feder, 1998) does not involve knighted
authors or Stanford researchers, but rather an intentional hoax perpetrated
on mass media, unwittingly aided by the Institute for Creation Research (ICR),
an organization that seeks and proffers scientific evidence in support of a
literal interpretation of the Bible. The hoax played off claims made in the
film, “In Search of Noah's Ark,” originally released by Sun International
Pictures in 1973. This movie asserted that remnants of the original ark had
been sighted on Mt. Ararat in Turkey. On February 20, 1993, CBS aired “The
Incredible Discovery of Noah's Ark,” which featured an interview with George
Jammal. Jammal was already known to Sun International and the ICR from
initial interviews about his Ark discoveries in 1986. In the 1993 CBS
documentary, Jammal provided physical evidence: a piece of wood he claimed
was from Noah’s Ark. In reality, Jammal had prepared the piece of wood by
soaking it in a variety of sauces including wine, teriyaki sauce, spices,
alcohol, and seeds, then microwaving and baking it. When Jammal’s claims
made it into Time magazine, the trickster decided it was time to come
clean (and to obtain legal counsel). He admitted to the hoax, provided
proof of his long-standing membership in an anti-religious organization, and
stated that his intent was to show how easy it is to pull the wool over the
eyes of the ICR, Sun International, mass media, and Bible-literalist
scholars throughout the world.
The Social Psychology of Influence
Social psychology is
often a mundane science, yet some of its most resilient findings have
involved the study of social and psychological influence. Some of these
findings are especially relevant to those of us engaged in researching new
religious movements.
What
factors--unrelated to actual facts--enter into the decision-making processes
of scholars and scientists? Some are obvious, some not so obvious, and most
are rather banal.
Social psychological
research has repeatedly demonstrated that we are more likely to believe and
judge as accurate statements made by those we perceive as attractive and
prestigious (cf., Cialdini, 1984; Baron & Byrne, 1991). Individuals judged
to be prestigious do not have to actually make these statements; merely
being associated with these statements (the halo effect) is enough to
significantly affect us. Thus, when a group sponsors a conference listing
Nobel laureates and professors from famous universities among its speakers,
it may not matter what the speakers say or even if they actually attend.
The same holds true
when we hear statements made with great confidence. The more confident the
speaker sounds, the more likely we will judge him or her to be accurate
(Bloomfield, Libby, & Nelson, 1996). This is why hypnotically refreshed
testimony has been disallowed in some American courtrooms. Even though
hypnosis does not in fact produce more accurate recollections than other
methods, hypnotized witnesses tend to testify with increased confidence and
may, consequently, exercise “unfair influence” over juries (Brown, Scheflin
& Hammond, 1998). Scheflin
(1996), however, argues on legal grounds that such testimony should not
automatically be banned and should be considered on a case-by-case basis.
The influence of
scientists’ prior beliefs on their judgments of evidence quality may also
significantly bias their evaluations. University of Texas psychologist
Jonathon Koehler (1993), for example, studied 297 advanced graduate students
in the sciences and 195 practicing scientists. He found that research
results supporting the scientists’ prior beliefs were evaluated as more
accurate and credible. In both studies, this effect was larger for general,
evaluative judgments than for more specific, analytical judgments.
John Innes and Colin
Fraser (1971) of the University of Birmingham summarized the research on
bias in terms of their source, namely the political ideologies, cultural
backgrounds, biographical characteristics, and personal characteristics of
scientists. In considering the implications of biases, three reactions to
bias were discussed: ignoring, controlling, and understanding. Innes and
Fraser proposed that understanding the operation of bias might be furthered
by working towards a taxonomy of biases, organized in terms of the sources
of biases and the points in the research process at which they intrude.
The issue of
financially-induced bias is trickier than one might think. For one thing,
it is not always clear who is paying for what. Many organizations,
including some new religions, may use front groups to bankroll books,
studies, and conferences. Of course, this tactic is certainly not unique to
NRMs. The tobacco industry bankrolled dozens of studies, some by
highly-respected researchers, most of whom (perhaps not surprisingly)
concluded that the connection between smoking and health problems might be
spurious, or was strongly mitigated by other, non tobacco-related factors.
Here’s a more recent, personal example. I recently received (unsolicited)
the “1998 Annual Report of the National Center for Responsible Gaming.”
According to its mission statement, the NCRG exists “to help individuals and
families affected by gambling disorders” by, among other things, “supporting
the finest peer-reviewed basic and applied research on disordered gambling
behavior.” A close examination of the report yielded the following
information: of the 20 individuals on the Board of Directors, 11 listed
casinos, parent companies of casinos, or gaming industry professional
associations as their affiliations. The donor list is even more
interesting. Of those donating at least $300,000, 6 of 7 were casinos. Of
those donating $100,000 to $299,000, all 3 were casinos. Of those donating
$50,000 to $99,000, all 7 were casinos. Would anyone really be surprised to
learn that the studies supported by the NCRG tend to emphasize the role
played by biological and comorbid psychiatric factors in the development of
compulsive gambling? If bad biology or mental illness is found to be the
root cause of gambling problems, then the gaming industry could use these
results to deny any liability for harm suffered by compulsive gamblers. My
point is simple: It is not unreasonable to question the objectivity of
gambling research paid for by the gaming industry, just as it was highly
appropriate to question studies on the health risks of smoking that were
financed by the tobacco industry.
Might the same be
true in the study of NRMs?
I am currently
reviewing two books that present the results of sociological surveys of the
U.K. and U.S. membership of the Soka Gakkai International. The SGI is a new
religious movement that practices the Buddhism founded by a 13th century
Japanese monk, Nichiren Daishonin. Both books are published by the Oxford
University Press, certainly a publisher with name recognition and associated
prestige. Both books are, in my opinion, extremely well-constructed and
informative studies that are unabashedly friendly toward the SGI. The first
study, by Bryan Wilson and Karel Dobbelaere (1994) was published as A
Time to Chant. It was funded by Oxford University and the Catholic
University of Leuven, Belgium. The second study, by Phillip Hammond and
David Machacek (1999) has just been published as Soka Gakkai in
America.
It was funded by the Boston Research Center, which, to their credit, the
authors squarely identify as an arm of the SGI. The Hammond and Machacek
book even provides an accounting of how much funding was provided
($28,000). This is only part of the story, however, because both books have
been heavily advertised in official SGI publications, and I know members are
strongly encouraged to buy them. If the Philadelphia keikon is at all
indicative of other SGI community centers, thousands of these books have
been advanced ordered. I bought A Time to Chant at the Philadelphia
keikon, which at the time stocked a dozen or so copies. (The SGI bookstore
salesperson told me “Oh yes, we sell a lot of these.”) I conservatively
estimate that these books have sold or will sell well into the thousands,
perhaps even into the tens of thousands. In academia, this constitutes a
runaway best seller. And while I doubt any of the authors are using their
royalty checks to purchase beach front property on Martha’s Vineyard, I
would not be surprised if, compared to other sociologists, they have a
somewhat easier time getting published by Oxford (or some other press) in
the future. And publishing in academia means survival and, better yet,
advancement.
But academics may not
generally respond to overt financial reward, for most of us like to think
our opinions cannot be bought. However, cognitive dissonance (Festinger,
1957; Kelman, 1974), one of the most researched and cross-validated
constructs in social psychology, helps us to understand why it is
unnecessary to buy us outright. In general, if you want to influence
scholars, don’t pay them too much! You’d do much better to underpay them.
Since few of us want to think of ourselves as “cheap labor,” when we are
underpaid for our services we tend to resolve the ensuing dissonance by
experiencing our behavior as a product of true conviction rather than
avarice. This is the psychological mechanism behind many initiation rituals.
From religious rites to fraternity hazing, cognitive dissonance leads to
attitude change, “hardening” of belief systems, and greatly increased
affiliation (bonding and loyalty).
I have briefly
reviewed our vulnerability to making inaccurate judgments as a result of our
prior beliefs, expectations, attractions, and financial relationships. Many
or even most of you were probably aware of these social psychological
influences. So you and I are immune to them, right? Not according to
Robert Kraut and Steven Lewis of the Bell Labs. In their study, published
in the Journal of Personality & Social Psychology, they found that we
scholars are only moderately accurate at estimating the impact of these
incidental influences on our judgments (Kraut & Lewis, 1982).
Misplaced Loyalties
The next two examples
hit closer to home for me, although they are admittedly quite extreme. I
want to make my own bias clear here. I am the son of two Holocaust
survivors, with no surviving direct relatives on my father’s side. For my
entire adult life this fact has had a profound influence on how I perceive
social movements. I am antitotalitarian at a very gut level, and that has
biased me in the direction of being critical of any movement with a
totalistic world view and a strong emphasis on obedience to authority. As
many of you may know, the National Socialist German Worker’s Party--the Nazi
Party--started out as what I would now label a political cult. The Nazi
Party gained some surprising supporters and apologists. Most would later
claim that they continued to support the Party because they simply could not
believe anyone would be capable of the atrocities being reported in sporadic
leaks from political prisons and concentration camps.
Carl Jung, the
kinder, gentler psychoanalyst who is the psychospiritual godfather of the
contemporary New Age movement, conducted seminars in 1932 with Wilhelm Hauer,
the founder of the German Faith Movement. Shortly after the seminars, the
German Faith Movement was officially adopted by the ascendant Nazi party as
the official religion of Germany. Although Jung then distanced himself
somewhat from Hauer’s official position, he continued to urge Hauer to
publish with him and to hold joint seminars on “comparative religion” (Noll,
1995).
The renowned founder
of modern existentialism, Martin Heidegger, was a much more blatant toady
for Nazism. Heidegger wrote his first book in 1927, and swore loyalty to
Hitler in 1933. That same year, he eagerly replaced the dissenting rector
at the University of Freiburg. Heidegger headed the movement to unite
workers and students into the Party and signed orders firing Jewish
professors. When Hitler wanted him in Munich in 1933 and Berlin in 1935,
Heidegger remained at Freiburg, and after 1934 he resigned as rector,
pleading too much political influence. His fervent support of Nazism during
the year he was rector was given when their power was weakest, and because
Heidegger appeared to have distanced himself from the Party after 1933,
investigations by the French after the war cleared him of war crimes.
However, thanks
largely to the German historian and Heidegger biographer Hugo Ott (1993) and
to Victor Farias (1987), the author of Heidegger and Nazism, even
Heidegger’s supporters have had to admit that he was and remained a wholly
convinced Nazi, organizing paramilitary camps for his students, spouting
martial rhetoric about the “inner truth and greatness of National
Socialism,” and denouncing colleagues -- including his own teacher -- as
Jews. According to reviewer Anthony Gottlieb (1990) of The New York
Times, the jurors at the denazification hearings in 1945, which more or
less cleared Heidegger’s name and made his rehabilitation possible, were
hoodwinked -- as was Martin Heidegger.
Conclusions
Where does all this
evidence leave us? Am I advocating that all research is ultimately
subjective and flawed, or that since everything is subjective, there exists
a multitude of constructed and equally valid realities? Hardly. Even the
“hard” sciences are not completely objective, and periodically undergo
radical paradigm shifts (Kuhn, 1962). Perhaps I am philosophically a
positivist at heart, for I believe we are capable of gradually drawing
closer and closer to the truth in most matters, even in the most complicated
and illusive matter of human behavior and experience. And, I believe, the
truth or falseness of some things--like the existence of fairies or gnomes,
or the validity of a Dianetics personality test---are just downright
demonstrable.
Science has rules,
flawed as they may be, for adjudicating a theory “mostly” or “partially”
true, or “mostly” or “partially” false. In science, three characteristics
of a study, construct, or theory--replicability, parsimony and
predictability--are routinely assessed as a means of judging overall
validity. Thus, although (using standard scientific principles) nobody has
yet been able to explain Elsie’s and Iris’ first set of fairy photographs,
the fact that nobody has been able to replicate this feat without resorting
to fraud has rendered the fairy construct moot. The same has held true for
a great many other extreme claims in science, from reports of fantastic psi
abilities to the now-debunked initial report of the successful generation of
power using cold fusion. On the other hand, we have a huge literature, with
studies that have been replicated utilizing broad assortments of subjects
and situations, of the relative ease with which even the most renowned
scholars and scientists can be influenced, manipulated, and fooled.
All the social
sciences fall short in the realm of predictability. Here I will again
remind you of my antiauthoritarian bias. I admit that I do not know if any
sociologists of religion have ever predicted any of the heinous behaviors
and tragic outcomes that have occurred among some new religionists. On the
other hand, I do know a number of NRM critics (“cult experts”) who,
employing a totalist or “mind control” paradigm, correctly predicted the
course ultimately taken by David Koresh during the Waco standoff. I know
several early ISKCON defectors who predicted the eventual discovery of
rampant physical and sexual abuse in the Krishnas’ gurucula school system;
the same holds for Rajneeshpuram. And prior to the tragic bombing of the
MOVE compound I (along with Roberta Eisenberg and Dr. Linda Dubrow)
correctly predicted the course of the showdown with MOVE during a meeting in
City Hall with an aide to the Philadelphia Commissioner of Health. More
recently, following the Heaven’s Gate suicides, a number of cult critics (my
own group again included) sadly and correctly predicted the eventual suicide
of Wayne Cooke, who seemed shaky during interviews and then killed himself
following the initial mass suicide.
NRM apostates who
have been deprogrammed or exit-counselled have been largely discounted by
scholars in the fields of religion and the sociology of religion. I submit
that this is a result of bias and is in effect throwing the baby out with
the bath water. It is a fact that the simplistic “brainwashing” paradigm
adopted by some deprogrammed or exit-counselled apostates did not predict or
explain the large number of voluntary defectors, or the inability of NRMs to
effectively recruit and retain new members. Eileen Barker is correct when
she states that (and I am paraphrasing), if cults are trying to brainwash
people, they are doing a lousy job of it.
But the fact--and I
admit to this fact--that the majority of cultists do not appear to be harmed
by their involvement does not necessarily mean that their group is harmless,
or that they have not been exposed to harmful influence. History is replete
with examples of the poor judgment and even tyranny of majorities; it is why
we have checks and balances in our republic. Perhaps we need to be more
like biochemists and physicians in our research strategies. When a drug
works on 90% of patients, but seems to be associated with harmful side
effects in the other 10%, medical researchers do not simply discount the
complaints of the minority. The FDA and the courts do not accept these
kinds of percentages, either. Rather, these researchers work hard to
determine what is causing the harmful effects, and if the effects cannot be
remedied, the drug may be pulled off the market. Although First-Amendment
rights preclude “pulling cults off the market,” these rights certainly do
not, as some researchers seem to imply, ban criticisms of cults. Indeed,
the added protection the First-Amendment gives to religious cults
obligates us to be forthright and bold in our criticisms in order to
safeguard the rights of cult victims.
I wish to end my
comments with some thoughts that might allow for future cooperation in our
respective fields of research and study. I believe anyone who studies
highly controversial and polarizing social movements needs to be especially
respectful of how prior biases impact on subsequent research strategies and
interpretations of data. In fact, I go so far as to state that it is not
enough to rely on ourselves and our like-minded peers; we need to routinely
employ critical consultants from “the opposing side” to keep us honest.
This advice applies to cult critics as well as so-called cult apologists.
It is time for us to admit that we have all probably been misled and perhaps
even duped a few times. I know of at least one instance in which I jumped
to a conclusion about a group without examining all of the facts. We need
to be more careful about our research designs and
tentative with conclusions that employ one paradigm when others may
also be applied. I have worked as a forensic psychologist, so let me shock
you by saying that people sometimes lie! Sometimes research subjects are
deceptive even after we ask them to tell the truth! Sometimes people even
learn how to deceive themselves, and sound as though they really believe
their own lies. I want to remind us all that, in the field of
parapsychological research, deception and outright fraud--and the inability
of scholars and scientists to accurately detect them--are so rampant that
the Parapsychological Association itself has officially recognized the need
to have psi experiments reviewed by magicians and other illusionists skilled
at detecting sleight-of-hand and other forms of trickery. I wonder what we
would discover in the field of cultic/NRM studies if our own research were
subjected to analogous procedural checks and balances.
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The paper on which this article is
based was originally delivered at the CESNUR Annual Conference in 1999.